Senior Executive, Compliance (temp 3 months)

• Support superior in managing day-to-day compliance operating activities;
• Maintain proper documentation of all compliance activities for purposes of safekeeping and progress tracking;
• Prepare training materials including all the administrative required and conduct compliance training wherever necessary;
• Gather and prepare relevant information to assist compliance related internal reviews and investigations;
• Conduct the documentation review to identify the compliance variance points, propose the mitigating actions and monitoring activities, including filed force surprising compliance verification (on-site spot check);
• Respond to basic risk and compliance queries on policies, procedures and processes by internal stakeholders;
• Work closely with internal stakeholders on timely report submission and follow-through on required actions to facilitate issues resolution;
• Be partnership with key business functions like commercial, KAM, etc.to get business insights and needs; adopt and come up with solution from Compliance as a strategic partner of business;
• Support Business in conducting Client Due diligence;
• Other tasks as assigned by superior

• Legal knowledge
• Familiarity with legal contracts is a prerequisite
• Good communication skills
• Interpersonal skills
• Proactive, service oriented and a team player

• Degree in Law from a reputable university
• Admission to Bar

DKSH